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Distribution-Free Risk-Aware Planning and Control Under Uncertainty Using Conformal Spectral Risk Control

Summary

This paper proposes a risk-aware model predictive control (RA-MPC) framework that incorporates prediction sets to guarantee risk control below a user-specified threshold without assumptions on the uncertainty distribution. By extending conformal risk control to general spectral risk measures, it achieves distribution-free risk quantification. Simulated vehicle obstacle avoidance scenarios demonstrate improved safety and reduced solve time compared to a baseline RA-MPC framework.

SourcearXiv RoboticsAuthor: Junsik Eom, Tulga Ersal
Distribution-Free Risk-Aware Planning and Control Under Uncertainty Using Conformal Spectral Risk Control
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[2606.04185] Distribution-Free Risk-Aware Planning and Control Under Uncertainty Using Conformal Spectral Risk Control

[Submitted on 2 Jun 2026]

Title:Distribution-Free Risk-Aware Planning and Control Under Uncertainty Using Conformal Spectral Risk Control

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Abstract:Safe navigation in dynamic and uncertain environments often relies on accurate estimation of, or assumptions about, the true underlying uncertainty. However, accurately characterizing the true uncertainty distribution is often difficult due to limited data or imperfect information. An incorrect understanding of the uncertainty and its associated risk may lead to dangerous decisions even under high levels of risk aversion. To address this issue, we propose a risk-aware model predictive control (RA-MPC) framework that incorporates prediction sets to guarantee risk control below a user-specified threshold without requiring assumptions about the underlying uncertainty distribution. To generate the prediction sets, we develop a distribution-free risk quantification framework that extends conformal risk control (CRC) to general spectral risk measures. We then show that incorporating the prediction sets into the MPC framework provides statistical safety guarantees in terms of spectral risk constraint satisfaction even under uncertainty misspecification. We validate the proposed framework in simulated vehicle obstacle avoidance scenarios, demonstrating improved safety and reduced solve time compared to a baseline RA-MPC framework.

Comments: Submitted to IEEE Robotics and Automation Letters

Subjects:

Robotics (cs.RO)

Cite as: arXiv:2606.04185 [cs.RO]

(or arXiv:2606.04185v1 [cs.RO] for this version)

https://doi.org/10.48550/arXiv.2606.04185

arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Junsik Eom [view email] [v1] Tue, 2 Jun 2026 20:07:56 UTC (168 KB)

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Key points and analysis

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Key points

  • Proposes a distribution-free RA-MPC framework using prediction sets for risk control.
  • Extends conformal risk control to spectral risk measures for distribution-free quantification.
  • Validated in simulated vehicle obstacle avoidance with improved safety and efficiency.

Highlights and analysis are generated automatically and may contain errors. Check the original source.