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Understanding Annotator Safety Policy with Interpretability

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This paper introduces Annotator Policy Models (APMs), interpretable models that learn annotators' internal safety policies from labeling behavior alone, enabling understanding of annotation disagreement sources (operational failures, policy ambiguity, value pluralism). APMs achieve over 80% accuracy, predict counterfactual responses, and reveal policy differences across demographic groups, supporting transparent and inclusive safety policy design.

SourcearXiv AIAuthor: Alex Oesterling, Donghao Ren, Yannick Assogba, Dominik Moritz, Sunnie S. Y. Kim, Leon Gatys, Fred Hohman
Understanding Annotator Safety Policy with Interpretability
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[2605.05329] Understanding Annotator Safety Policy with Interpretability

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Computer Science > Artificial Intelligence

arXiv:2605.05329 (cs)

[Submitted on 6 May 2026]

Title:Understanding Annotator Safety Policy with Interpretability

Authors:Alex Oesterling, Donghao Ren, Yannick Assogba, Dominik Moritz, Sunnie S.Y. Kim, Leon Gatys, Fred Hohman

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Abstract:Safety policies define what constitutes safe and unsafe AI outputs, guiding data annotation and model development. However, annotation disagreement is pervasive and can stem from multiple sources such as operational failures (annotators misunderstand or misexecute the task), policy ambiguity (policy wording leaves room for interpretation), or value pluralism (different annotators hold different perspectives on safety). Distinguishing these sources matters. For example, operational failures call for quality control, ambiguity calls for policy clarification, and pluralism calls for deliberation about incorporating diverse perspectives. Yet understanding why annotators disagree is difficult. Directly asking annotators for their reasoning is costly, substantially increasing annotation burden, and can be unreliable for both human and LLM annotators as self-reported reasoning often fails to reflect actual decision processes.

We introduce Annotator Policy Models (APMs), interpretable models that learn annotators' internal safety policies from labeling behavior alone, making annotator reasoning visible and comparable without additional annotation effort. We validate that APMs accurately model annotator safety policy (>80% accuracy), faithfully predict responses to counterfactual edits, and recover known policy differences in controlled settings. Applying APMs to LLM and human annotations, we demonstrate two core applications: (1) surfacing policy ambiguity by revealing how annotators interpret safety instructions differently, and (2) surfacing value pluralism by uncovering systematic differences in safety priorities across demographic groups. Together, these capabilities support more targeted, transparent, and inclusive safety policy design.

Comments: 38 pages, 13 figures, ACM FAccT 2026

Subjects:

Artificial Intelligence (cs.AI); Machine Learning (cs.LG)

Cite as: arXiv:2605.05329 [cs.AI]

(or arXiv:2605.05329v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2605.05329

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arXiv-issued DOI via DataCite

Related DOI:

https://doi.org/10.1145/3805689.3806472

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From: Alex Oesterling [view email] [v1] Wed, 6 May 2026 18:01:40 UTC (6,628 KB)

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Key points

  • Annotation disagreement arises from operational failures, policy ambiguity, or value pluralism, which require different remedies.
  • Annotator Policy Models (APMs) infer annotators' internal safety policies solely from their labeling behavior.
  • APMs achieve >80% accuracy in modeling annotator policies and can predict responses to counterfactual edits.
  • Applications include surfacing policy ambiguity and uncovering systematic value differences across demographic groups.

Highlights and analysis are generated automatically and may contain errors. Check the original source.